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Executive services

Business related services

Holders of restricted and concentrated positions of stock have specialized needs and demands. We understand the challenges you face as well as the importance of equity compensation programs and their role in overall wealth management.

Our Approach

Maximizing the value of an equity compensation program requires plan sponsors and participants to satisfy complex legal requirements and/or reporting obligations. Merrill offers an array of services, tools and experience to make things easier for both issuers and executives.


Concentrated Stock Strategies

Merrill can help you with concentrated stock strategies that aim to deliver risk management solutions within the context of your personal and financial goals.

Officer & Director Equity Services (ODES) Reporting Strategies

Merrill’s Officer & Director Equity Services (ODES) helps to streamline the reporting of Form 4’s by providing timely notification of trade details to those designated by the officer or director.

10b5-1 Trading Plans

Executives and other insiders who may be aware of material nonpublic information about their company or stock can only trade their company stock during open-window periods. Executive trading plans may be created by anyone interested in developing a systematic stock sale or purchase plan.

Block trading

Our advice, guidance and execution can help you achieve better results with special handling for block orders,1 maximizing execution quality by minimizing market impact and accessing multiple sources of liquidity for your order.

A private wealth advisor can help you learn more.

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